For more information please read the Characteristics and Risks of Standardized Options. Important Note: Options involve risk and are not suitable for all investors. For more information, please see the SAM Disclosure Brochure (Form ADV Part 2A). Risks applicable to any portfolio are those associated with its underlying securities. Trading prices may not reflect the net asset value of the underlying securities. Some ETFs may involve international risk, currency risk, commodity risk, and interest rate risk. ETFs can entail risks similar to direct stock ownership, including market, sector, or industry risks. Asset allocation and diversification do not eliminate the risk of experiencing investment losses. There is no assurance that the investment process will consistently lead to successful investing. Past performance does not guarantee future results. All investments involve risk, including loss of principal. are separate entities under common ownership.īefore investing carefully consider the underlying objectives, risks, charges, and expenses of the investment product. SAM provides discretionary advisory services for a fee. Brokerage services are provided by SogoTrade, Inc. (doing business as SogoTrade Asset Management ("SAM")), a registered investment advisor. Portfolio management and advisory services are provided by MarketRiders, Inc. The SIPC protection and this additional insurance do not protect against a loss in the market value of securities, and do not apply to cryptocurrency transactions. For more details, please see Our clearing firm, Apex Clearing, has purchased an additional insurance policy, which provides protection for securities and cash up to an aggregate of $150 million, subject to maximum limits of $37.5 million for any one customer's securities and $900,000 for any one customer's cash. SogoTrade is a member of SIPC, which protects securities customers of its members up to $500,000 ($250,000 for cash). All rights reserved.Brokerage services provided by SogoTrade, Inc., Member of FINRA.
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